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Annette Gallo

Kelsey Financial, LLC

Moorpark, CA

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Current Employers
Kelsey Financial, Llc

485 E. High Street, Moorpark, CA 93021 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED_RES 2021-06-25
  • CA RA
    APPROVED_RES
    Since 2021-06-25

Branch Locations

485 E. High Street, Moorpark, CA 93021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Thousand Oaks CA 01/2003 Present
Financial West Group Westlake Village CA 03/2014 08/2017
Western International Securities Westlake Village CA 08/2017 12/2017
Kelsey Financial, Llc Moorpark CA 03/2014 Present
  • 01/2003 → Present
    Self-Employed
    Thousand Oaks, CA
  • 03/2014 → 08/2017
    Financial West Group
    Westlake Village, CA
  • 08/2017 → 12/2017
    Western International Securities
    Westlake Village, CA
  • 03/2014 → Present
    Kelsey Financial, Llc
    Moorpark, CA
Previous Registrations
  • 2016-01-28 → 2021-08-01
    Kelsey Financial, Llc
    Westlake Village, CA
Other Businesses

1. Self-Employed - Hair Stylist - 80% of time - non-investment related.

View on SEC IAPD

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EDWARD JONES · MOORPARK, CA
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