Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-14 |
Branch Locations
5605 Carnegie Blvd Ste 240, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Charlotte | NC | 01/2011 | 05/2018 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 01/2011 | 05/2018 |
| Unemployed | Charlotte | NC | 05/2018 | 06/2019 |
| Mutual Of Omaha | Charlotte | NC | 06/2019 | 11/2019 |
| Mutual Of Omaha Investor Services | Charlotte | NC | 06/2019 | 11/2019 |
| Principal Life Insurance Company | Indian Trail | NC | 11/2019 | 07/2023 |
| Principal Securities Inc | Indian Trail | NC | 11/2019 | 07/2023 |
| Neely Financial, Llc | Indian Trail | NC | 09/2020 | 07/2023 |
| The Prudential Insurance Company Of America | Charlotte | NC | 08/2024 | Present |
| Pruco Securities Llc | Charlotte | NC | 08/2024 | 11/2024 |
| Unemployed | Indian Trail | NC | 07/2023 | 08/2024 |
| Lpl Enterprise, Llc | Charlotte | NC | 11/2024 | Present |
***NFIP, LLC; Not Investment Related; Charlotte, NC; Owner; LLC for rental properties, no other owners or employees; Start Date: 11/01/2019; 8 hrs per month; 0 during trading hours. ***Fixed Insurance; Investment Related; Charlotte, NC; Agent; Fixed Annuities, LTC, Life, Group, Health, DI; Start Date: 11/16/2019; 10 hrs per month; 10 during trading hours. ***Neely Financial, LLC; Not Investment Related; Indian Trail, NC; Owner; LLC established for DBA; Start Date: 08/20/2020; 200 hrs per month; 200 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-27 |
Reach out to this advisor