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Emerald Lupita Bonansea

Mml Investors Services, LLC

Martinez, CA

Walnut Creek, CA

CRD 6311786

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-08-07
  • CA RA
    APPROVED
    Since 2019-08-07

Branch Locations

Martinez, CA • United States

1676 N California Blvd Ste 430, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc San Ramon CA 02/2014 03/2017
Massachusetts Mutual Life Insurance Company San Ramon CA 07/2016 08/2017
Mml Investors Services, Llc San Ramon CA 03/2017 08/2017
Msi Financial Services, Inc. San Ramon CA 03/2014 03/2017
Unemployed Martinez CA 08/2017 04/2019
Massmutual Life Insurance Co Walnut Creek CA 04/2019 Present
Mml Investors Services, Llc Walnut Creek CA 04/2019 Present
  • 02/2014 → 03/2017
    Metlife Securities Inc
    San Ramon, CA
  • 07/2016 → 08/2017
    Massachusetts Mutual Life Insurance Company
    San Ramon, CA
  • 03/2017 → 08/2017
    Mml Investors Services, Llc
    San Ramon, CA
  • 03/2014 → 03/2017
    Msi Financial Services, Inc.
    San Ramon, CA
  • 08/2017 → 04/2019
    Unemployed
    Martinez, CA
  • 04/2019 → Present
    Massmutual Life Insurance Co
    Walnut Creek, CA
  • 04/2019 → Present
    Mml Investors Services, Llc
    Walnut Creek, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-03
  • S66 Uniform Combined State Law Examination
    2019-07-03
Other Names
  • Emerald Lupita Hevener

View on SEC IAPD

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