Daniel Pilone

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-11-14

NJ RA
APPROVED

Since 2024-11-14

Branch Locations

135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prudential Insurance Company Of America	Basking Ridge	NJ	03/2014	Present
Pruco Securities, Llc.	Basking Ridge	NJ	03/2014	11/2024
Lpl Enterprise, Llc	Basking Ridge	NJ	11/2024	Present

03/2014 → Present

Prudential Insurance Company Of America

Basking Ridge, NJ
03/2014 → 11/2024

Pruco Securities, Llc.

Basking Ridge, NJ
11/2024 → Present

Lpl Enterprise, Llc

Basking Ridge, NJ

Previous Registrations

2015-07-21 → 2024-11-14

Pruco Securities, Llc.

Basking Ridge, NJ

Other Businesses

1) 08/20/2025-Plymouthrock-Insurance-Property and Casualty-Inv related-At Basking Ridge, NJ-Start date 08/18/2025-1hrs/mth-1hrs/mth during trading 2) 08/20/2025-Health Insurance Sales and Service-Health Insurance-Non-Variable Insurance-Inv related-At Basking Ridge, NJ-Start date 08/18/2025-1hrs/mth-1hrs/mth during trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2018-09-17
S65	Uniform Investment Adviser Law Examination	2015-06-29

S63 Uniform Securities Agent State Law Examination

2018-09-17
S65 Uniform Investment Adviser Law Examination

2015-06-29

View on SEC IAPD