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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-07-09
CA RA APPROVED 2025-01-01
NV RA APPROVED 2025-01-01
AZ RA APPROVED 2023-02-01
  • CO RA
    APPROVED
    Since 2026-07-09
  • CA RA
    APPROVED
    Since 2025-01-01
  • NV RA
    APPROVED
    Since 2025-01-01
  • AZ RA
    APPROVED
    Since 2023-02-01

Branch Locations

2511 S Euclid Ave, Ontario, CA 91762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Brighton CO 03/2014 06/2017
Jpmorgan Chase Bank Thornton CO 03/2014 06/2017
Tiaa Denver CO 07/2017 03/2022
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 07/2017 03/2022
State Farm Insurance Brighton CO 03/2022 08/2022
State Farm Vp Management Corp. Brighton CO 03/2022 08/2022
State Farm Investment Management Corp Brighton CO 03/2022 08/2022
State Farm Vp Management Corp Ontario CA 09/2022 Present
State Farm Investment Management Corp Ontario CA 09/2022 Present
Michael Barraza Insurance Agency Ontario CA 09/2022 Present
  • 03/2014 → 06/2017
    Jp Morgan Securities Llc
    Brighton, CO
  • 03/2014 → 06/2017
    Jpmorgan Chase Bank
    Thornton, CO
  • 07/2017 → 03/2022
    Tiaa
    Denver, CO
  • 07/2017 → 03/2022
    Tiaa-Cref Individual & Institutional Services, Llc
    Denver, CO
  • 03/2022 → 08/2022
    State Farm Insurance
    Brighton, CO
  • 03/2022 → 08/2022
    State Farm Vp Management Corp.
    Brighton, CO
  • 03/2022 → 08/2022
    Brighton, CO
  • 09/2022 → Present
    State Farm Vp Management Corp
    Ontario, CA
  • 09/2022 → Present
    Ontario, CA
  • 09/2022 → Present
    Michael Barraza Insurance Agency
    Ontario, CA
Other Businesses

1) Blur Barbershop Co LLC; Non-investment related; 12004 N Melody Dr Denver CO 80234; Service Industry; Partner; None; 04/01/2023; 5; 0; Barbershop 2) Michael Barraza Insurance Agency; Investment-related; 2511 S Euclid Ave., Ontario, CA 91762-6620; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 9.1.2022; 80; 80; Service customers and supervise employees 3) Michael Barraza - Sole Proprietor; Non-Investment Related; 8245 Arbolita St Jurupa Valley, CA 92509; Other; Owner; President; 01/08/2026; 3; 0; Car Rental through site TURO and or mobile app TURO

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-25
S63 Uniform Securities Agent State Law Examination 2017-08-29
  • S65 Uniform Investment Adviser Law Examination
    2022-03-25
  • S63 Uniform Securities Agent State Law Examination
    2017-08-29
Other Names
  • Michael Anthony Barraza

View on SEC IAPD

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