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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-22 |
| TX | RA | APPROVED_RES | 2024-04-20 |
Branch Locations
350 E Las Olas Blvd Ste 1700, Ft Lauderdale, FL 33301 • United States
Fort Lauderdale, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foliofn Investments, Inc. | Mclean | VA | 09/2015 | 05/2017 |
| Morgan Stanley | Ft Lauderdale | FL | 05/2017 | 04/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 06/2017 | 04/2024 |
| Ameriprise Financial Services, Llc | Ft Lauderdale | FL | 04/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2017 | Present |
Business Ownership; DKAUF RENTALS LLC; Owner; rental; 1207 SW 4TH AVE, , Fort Lauderdale, FL, 33315; Not Investment-Related; 12/13/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-30 |
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