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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-24 |
| CA | RA | APPROVED | 2025-09-23 |
Branch Locations
9000 Southside Blvd Ci Client Services, Jacksonville, FL 32256 • United States
2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 03/2014 | 06/2021 |
| Bank Of America, N.A. | Chandler | AZ | 05/2012 | 06/2021 |
| Wells Fargo Clearing Services, Llc | Prescott | AZ | 07/2021 | 01/2023 |
| Wells Fargo Bank, Na | Prescott | AZ | 07/2021 | 01/2023 |
| Doug Hyde Sculpture Studio | Prescott | AZ | 08/2020 | Present |
| Unionbanc Investment Services | Tempe | AZ | 07/2023 | 06/2024 |
| J.P. Morgan Securities Llc | Tempe | AZ | 06/2024 | 08/2025 |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 06/2024 | 08/2025 |
| Unemployed | Scottsdale | AZ | 01/2023 | 07/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 08/2025 | Present |
I*: 479981 Entity Type: For Profit Name: D.H. Sculpture Studio, Inc. Investment-related: No Address: Prescott, Arizona 86305 Title, or relationship with the other business: Director, Committee Start date of your relationship:08/10/2020 Approximate number of hours/month you devote to the other business: 20 hours mthly Number of hours you devote to the other business during securities trading hours: 0 Duties: Partial bookkeeping, shipping, and inventory handling. I*: 493729 Entity Type: Fiduciary role Name: H. Living Trust Investment-related: No Address: Prescott, AZ 86304 Title, or relationship with the other business: Co-Trustee Start date of your relationship: 08/12/2020 Approximate number of hours/month you devote to the other business 3 hrs mthly Number of hours you devote to the other business during securities trading hours: 0 Duties: Little to none. The trust holds assets like real estate, family belongings, and checking account cash. There are no investment accounts open under the trust.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-03 |
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