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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-08-18
SC RA APPROVED 2025-08-15
  • VA RA
    APPROVED
    Since 2025-08-18
  • SC RA
    APPROVED
    Since 2025-08-15

Branch Locations

222 S. Wayne Ave, Waynesboro, VA 22980-4622 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 03/2014 07/2025
Luxury Lounge And Lighting Alpharetta GA 05/2010 12/2018
Financial Management Inc Waynesboro VA 08/2025 Present
Lpl Financial Llc Waynesboro VA 08/2025 Present
  • 03/2014 → 07/2025
    Fort Mill, SC
  • 05/2010 → 12/2018
    Luxury Lounge And Lighting
    Alpharetta, GA
  • 08/2025 → Present
    Financial Management Inc
    Waynesboro, VA
  • 08/2025 → Present
    Waynesboro, VA
Previous Registrations
  • 2016-08-17 → 2025-07-03
    Fort Mill, SC
    Fort Mill, SC
    Fort Mill, SC
Other Businesses

1) 08/2025 - Financial Managament Inc / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-16
S63 Uniform Securities Agent State Law Examination 2016-05-19
  • S65 Uniform Investment Adviser Law Examination
    2016-08-16
  • S63 Uniform Securities Agent State Law Examination
    2016-05-19

View on SEC IAPD

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