Benjamin David Johnson

Current Employers

Employment History

• 01/2016 → 05/2018
  Securities America Advisors
  Clinton, MO
• 01/2016 → 05/2018
  Securities America Inc
  Clinton, MO
• 05/2018 → 11/2024
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2018 → 11/2024
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 11/2024 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 11/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-05-17 → 2024-11-21
  Cambridge Investment Research Advisors, Inc.
  Clinton, MO
• 2016-01-28 → 2018-05-17
  Securities America Advisors, Inc.
  Clinton, MO
• 2014-12-01 → 2016-01-27
  Woodbury Financial Services, Inc.
  Overland Park, KS
• 2014-04-29 → 2014-12-23
  Mutual Of Omaha Investor Services, Inc.
  Omaha, NE
  Overland Park, KS

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 05/2014 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE 2. NAME OF OTHER BUSINESS: FORTRESS WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2018 APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 30 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL BRIEF DESCRIPTION OF DUTIES: PROVIDING FINANCIAL SERVICES TO CLIENTS. 3. NAME OF OTHER BUSINESS: BIG BROTHERS BIG SISTERS OF HENRY COUNTY INVESTMENT RELATED: NO ADDRESS: 203 S MAIN ST CLINTON, MO 64735 NATURE OF BUSINESS: COMMUNITY SERVICE START DATE: 03/2017 APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: BOARD CHAIRMAN BRIEF DESCRIPTION OF DUTIES: PROVIDE OVERSIGHT AND GUIDANCE 4. NAME OF OTHER BUSINESS: BRIGHT FUTURES CLINTON ADVISORY BOARD INVESTMENT RELATED: NO ADDRESS: 608 E OHIO ST CLINTON, MO 64735 NATURE OF BUSINESS: COMMUNITY SERVICE START DATE: 03/2016 APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: BOARD VICE CHAIR BRIEF DESCRIPTION OF DUTIES: ASSIST WITH CONNECTING COMMUNITY MEMBERS WITH NEEDS 5. NAME OF OTHER BUSINESS: EDUCATION FOUNDATION FOR CLINTON STUDENTS INVESTMENT RELATED: NO ADDRESS: 102 N 2ND ST CLINTON, MO 64735 NATURE OF BUSINESS: COMMUNITY SERVICE START DATE: 06/2016 APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER BRIEF DESCRIPTION OF DUTIES: ASSIST WITH SCHOLARSHIP SELECTION AND ORGANIZATIONAL DIRECTION. 6. NAME OF OTHER BUSINESS: TRUMAN LAKE COMMUNITY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: PO BOX 463, CLINTON, MO 64735; NATURE OF BUSINESS: BOARD; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL OVERSIGHT;

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-04-29
• S63 Uniform Securities Agent State Law Examination
  2014-04-07

Other Names

• Ben David Johnson