Marquis Charles Hammett

Employer firm

Legacy Capital CRD 332184

$273M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 08/2019
  Merrill Lynch
  The Woodlands, TX
• 08/2019 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 08/2019 → 08/2024
  Main Street Financial Solutions, Llc D/B/A Prachyl Hammett Fin.
  The Woodlands, TX
• 08/2024 → Present
  Legacy Capital
  The Woodlands, TX

Previous Registrations

• 2020-03-19 → 2024-08-28
  Main Street Financial Solutions, Llc
  The Woodlands, TX
  Newtown, PA
• 2019-08-02 → 2020-07-01
  Main Street Financial Solutions, Llc
  The Woodlands, TX
  Newtown, PA
• 2016-05-02 → 2019-08-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  The Woodlands, TX
  The Woodlands, TX

Other Businesses

1) PKS FINANCIAL; INVESTMENT-RELATED; 80 STATE ST, ALBANY, NY 12207; INDEPENDENT INSURANCE AGENT; 08/26/2019; 2 HOURS/MONTH; 2 HOURS/MONTH DURING TRADING; PROVIDE LIFE INSURANCE, LONG-TERM CARE AND ANNUITY PRODUCTS. 2) Legacy Capital Wealth Management LLC. Investment Related. At Registered Location. RIA. Financial Advisor. Start Date: 08/28/2024. 160 hrs/ month; all during trading hours. Provide investment advice to clients. 3) LEGACY CAPITAL TAX SERVICES, PLLC; NON INVESTMENT-RELATED;At registered location; TAX SERVICES; SOLE PROPRIETOR; 12/2022; 40 HRS/MONTH; 40 HRS/MONTH DURING TRADING HOURS; PROVIDE TAX PREPARATION, TAX PLANNING AND CONSULTING.

Exams

• S66 Uniform Combined State Law Examination
  2016-04-29
• S63 Uniform Securities Agent State Law Examination
  2014-08-26

Designations

• Certified Financial Planner

Other Names

• Chase Hammett
• Marquis Charles Hammett Iii