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1725 Hughes Landing Blvd., Suite 860, The Woodlands, TX 77380 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-28 |
Branch Locations
1725 Hughes Landing Blvd., Suite 860, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | The Woodlands | TX | 03/2016 | 08/2019 |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2019 | Present |
| Main Street Financial Solutions, Llc D/B/A Prachyl Hammett Fin. | The Woodlands | TX | 08/2019 | 08/2024 |
| Legacy Capital | The Woodlands | TX | 08/2024 | Present |
1) PKS FINANCIAL; INVESTMENT-RELATED; 80 STATE ST, ALBANY, NY 12207; INDEPENDENT INSURANCE AGENT; 08/26/2019; 2 HOURS/MONTH; 2 HOURS/MONTH DURING TRADING; PROVIDE LIFE INSURANCE, LONG-TERM CARE AND ANNUITY PRODUCTS. 2) Legacy Capital Wealth Management LLC. Investment Related. At Registered Location. RIA. Financial Advisor. Start Date: 08/28/2024. 160 hrs/ month; all during trading hours. Provide investment advice to clients. 3) LEGACY CAPITAL TAX SERVICES, PLLC; NON INVESTMENT-RELATED;At registered location; TAX SERVICES; SOLE PROPRIETOR; 12/2022; 40 HRS/MONTH; 40 HRS/MONTH DURING TRADING HOURS; PROVIDE TAX PREPARATION, TAX PLANNING AND CONSULTING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-26 |
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