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Marquis Charles Hammett

Legacy Capital

The Woodlands, TX

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Current Employers
Legacy Capital

1725 Hughes Landing Blvd., Suite 860, The Woodlands, TX 77380 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-28
  • TX RA
    APPROVED
    Since 2024-08-28

Branch Locations

1725 Hughes Landing Blvd., Suite 860, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch The Woodlands TX 03/2016 08/2019
Purshe Kaplan Sterling Investments Albany NY 08/2019 Present
Main Street Financial Solutions, Llc D/B/A Prachyl Hammett Fin. The Woodlands TX 08/2019 08/2024
Legacy Capital The Woodlands TX 08/2024 Present
  • 03/2016 → 08/2019
    Merrill Lynch
    The Woodlands, TX
  • 08/2019 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 08/2019 → 08/2024
    Main Street Financial Solutions, Llc D/B/A Prachyl Hammett Fin.
    The Woodlands, TX
  • 08/2024 → Present
    The Woodlands, TX
Previous Registrations
Other Businesses

1) PKS FINANCIAL; INVESTMENT-RELATED; 80 STATE ST, ALBANY, NY 12207; INDEPENDENT INSURANCE AGENT; 08/26/2019; 2 HOURS/MONTH; 2 HOURS/MONTH DURING TRADING; PROVIDE LIFE INSURANCE, LONG-TERM CARE AND ANNUITY PRODUCTS. 2) Legacy Capital Wealth Management LLC. Investment Related. At Registered Location. RIA. Financial Advisor. Start Date: 08/28/2024. 160 hrs/ month; all during trading hours. Provide investment advice to clients. 3) LEGACY CAPITAL TAX SERVICES, PLLC; NON INVESTMENT-RELATED;At registered location; TAX SERVICES; SOLE PROPRIETOR; 12/2022; 40 HRS/MONTH; 40 HRS/MONTH DURING TRADING HOURS; PROVIDE TAX PREPARATION, TAX PLANNING AND CONSULTING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-29
S63 Uniform Securities Agent State Law Examination 2014-08-26
  • S66 Uniform Combined State Law Examination
    2016-04-29
  • S63 Uniform Securities Agent State Law Examination
    2014-08-26
Designations
Other Names
  • Chase Hammett
  • Marquis Charles Hammett Iii

View on SEC IAPD

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