Lindy Marlene Brock

Current Employers

Employment History

• 02/2016 → Present
  Sagepoint Financial, Inc.
  Summerfield, FL
• 09/2023 → Present
  Osaic Wealth, Inc.
  Summerfield, FL

Previous Registrations

• 2016-04-28 → 2023-09-01
  Osaic Services, Inc.
  Summerfield, FL

Other Businesses

1. ELLIOTT WEALTH MANAGEMENT, LLC POSITION: Associate Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 01/02/2018 ADDRESS: 16910 S US Highway 441, Baylee Plaza Suite 203, Summerfield FL 34491, United States DESCRIPTION: Office Manager, Financial plan preparation, administrative duties, client service 2. ELLIOTT WEALTH MANAGEMENT, LLC POSITION: Executive Vice President of Practice Management, Senior Wealth Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 06/23/2025 ADDRESS: 16910 S US Highway 441, Baylee Plaza Suite 203, Summerfield FL 34491, United States DESCRIPTION: Executive Practice Management, Staff Management and Training, Wealth Management Client Advice and Service, Investment Research and Trading, Financial Planning

Exams

• S66 Uniform Combined State Law Examination
  2016-04-22

Other Names

• Lindy Shoda
• Lindy Marlene Hogan
• Lindy Marlene Hogan