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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-05-29 |
Branch Locations
30 S Wacker Drive Suite 2700, Chicago, IL 60606 • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Chicago | IL | 05/2026 | Present |
| Mml Investors Services Llc | Chicago | IL | 05/2026 | Present |
| Sand Dollar Group | Chicago | IL | 07/2024 | 05/2026 |
| Edward Jones Investments | Chicago | IL | 03/2014 | 04/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 08/2017 | 11/2019 |
| Sand Dollar Group | Chicago | IL | 05/2017 | 08/2017 |
| Bank Of America, N.A. | Chicago | IL | 05/2017 | 11/2019 |
| Regulus Financial Group | Chicago | IL | 10/2021 | 08/2022 |
| Regal Investment Advisors | Chicago | IL | 10/2021 | 08/2022 |
| Sand Dollar Group | Chicago | IL | 12/2019 | 09/2021 |
| Sand Dollar Group | Chicago | IL | 09/2022 | 11/2023 |
| Thrivent Investment Management Inc | Chicago | IL | 12/2023 | 06/2024 |
| Thrivent Financial | Chicago | IL | 12/2023 | 06/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-07 |
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