Michael Paul Simon

$5.90B regulatory AUM

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-08-29
MD	RA	APPROVED	2022-08-09

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
T. Rowe Price	Tampa	FL	02/2014	07/2018
Morgan Stanley	Temple Terrace	FL	08/2018	04/2019
Morgan Stanley Private Bank, N.A.	New York	NY	08/2018	04/2019
Raymond James Financial Services, Inc	St Petersburg	FL	04/2019	07/2022
Raymond James Financial Service Advisors, Inc	St Petersburg	FL	04/2019	07/2022
T Rowe Price	Owings Mills	MD	07/2022	Present

02/2014 → 07/2018

T. Rowe Price

Tampa, FL
08/2018 → 04/2019

Morgan Stanley

Temple Terrace, FL
08/2018 → 04/2019

Morgan Stanley Private Bank, N.A.

New York, NY
04/2019 → 07/2022

Raymond James Financial Services, Inc

St Petersburg, FL
04/2019 → 07/2022

Raymond James Financial Service Advisors, Inc

St Petersburg, FL
07/2022 → Present

T Rowe Price

Owings Mills, MD

2019-05-08 → 2022-08-03

Raymond James Financial Services Advisors, Inc

St Petersburg, FL
2018-08-20 → 2019-04-24

Morgan Stanley

Tampa, FL
2015-08-14 → 2018-07-27

T. Rowe Price Advisory Services, Inc.

Tampa, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-07-24