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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-19
TX RA APPROVED_RES 2011-11-10
NJ RA APPROVED 2011-05-13
  • PA RA
    APPROVED
    Since 2024-08-19
  • TX RA
    APPROVED_RES
    Since 2011-11-10
  • NJ RA
    APPROVED
    Since 2011-05-13

Branch Locations

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

Yardley, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Summit NJ 04/2011 Present
Bank Of America, N.A. Summit NJ 07/2011 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-18
  • S66 Uniform Combined State Law Examination
    2007-06-18
Other Names
  • Christian Samuel Dailey

View on SEC IAPD

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