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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-29 |
| MO | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 03/2014 | 02/2021 |
| Cetera Advisors Llc | St Cloud | MN | 03/2021 | Present |
| Eagle Wealth Planning, Llc | Kearney | MO | 03/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. EAGLE WEALTH PLANNING, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 03/2021, OWNER, APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. N/A, NOT INVESTMENT RELATED, 1716 SUNSET DRIVE, KEARNEY, MS, 64060, REAL ESTATE, STARTED 10/2018, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES; RENTAL PROPERTY; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 12/2022, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, FIXED ANNUITIES, AND LONG-TERM CARE; 4. NAME OF OTHER BUSINESS: KEARNEY EDUCATION FOUNDATION ; INVESTMENT RELATED: NO; ADDRESS: 425 W. WASHONGTON STREET KEARNEY, MO 64060; NATURE OF BUSINESS: NON PROFIT; START DATE: 05/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: GUIDE DIRECTION, ASSIST SCHOLARSHIP SELECTION, PROVIDE FINANCIAL GUIDANCE, PARTICIPATE IN FUND RAISING, VOTE ON FUND DISPURSEMENT; 5. NAME OF OTHER BUSINESS: BEVERLY PARK HOMES ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 1805 PADDOCK DR KEARNEY MO 64060; NATURE OF BUSINESS: BOARD; START DATE: 6/4/26; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS:0; BRIEF DESCRIPTION OF DUTIES: SPOKESMAN FOR HOA, LEADING BOARD OPERATIONS & ENSURING COMMUNITY RULES ARE FOLLOWED;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-06 |
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