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Julie Alida Hassna

Stifel, Nicolaus & Company, Incorporated

Roseville, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-20
CA RA APPROVED 2022-09-09
  • TX RA
    APPROVED
    Since 2023-06-20
  • CA RA
    APPROVED
    Since 2022-09-09

Branch Locations

1420 Rocky Ridge Drive, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2014 08/2022
Northwestern Mutual Investment Services Llc Sacramento CA 05/2014 08/2022
Northwestern Mutual Wealth Managment Company Milwaukee WI 06/2016 08/2022
Stifel, Nicolaus & Company, Incorporated Roseville CA 08/2022 Present
  • 05/2014 → 08/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2014 → 08/2022
    Northwestern Mutual Investment Services Llc
    Sacramento, CA
  • 06/2016 → 08/2022
    Northwestern Mutual Wealth Managment Company
    Milwaukee, WI
  • 08/2022 → Present
    Stifel, Nicolaus & Company, Incorporated
    Roseville, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-09-05
  • S63 Uniform Securities Agent State Law Examination
    2014-09-05
Designations
Other Names
  • Julie Alida Hassna
  • Julie Alida Hassna
  • Julie Hassna

View on SEC IAPD

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Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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