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Robert James Guilford

LPl Financial LLC

Sarasota, FL

Erie, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-06
PA RA APPROVED 2021-07-21
  • FL RA
    APPROVED
    Since 2026-08-06
  • PA RA
    APPROVED
    Since 2021-07-21

Branch Locations

Sarasota, FL • United States

3303 W 26Th St, Erie, PA 16506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Hershey PA 03/2016 03/2017
Pnc Investments Llc Pittsburgh PA 03/2017 08/2017
The Prudential Insurance Company Of America Pittsburgh PA 08/2017 05/2019
Waddell & Reed, Inc. Erie PA 01/2020 07/2021
Various Insurance Carriers For W&R Insurance Agencies Fairview PA 01/2020 07/2021
Bruce Phillips Meadville PA 01/2020 05/2020
Jeffrey Fox Meadville PA 01/2020 05/2020
Pruco Securities, Llc Pittsburgh PA 08/2017 05/2019
Absolute Bearing Properties Llc Fairview PA 11/2018 07/2021
Fpg Group, Llc Erie PA 04/2020 07/2021
Pnc Financial Group Hershey PA 11/2014 08/2017
Pnci Hershey PA 11/2014 08/2017
Big Brothers Big Sisters Erie PA 04/2020 07/2021
Lpl Financial Llc Erie PA 07/2021 Present
  • 03/2016 → 03/2017
    Pnc Bank
    Hershey, PA
  • 03/2017 → 08/2017
    Pnc Investments Llc
    Pittsburgh, PA
  • 08/2017 → 05/2019
    The Prudential Insurance Company Of America
    Pittsburgh, PA
  • 01/2020 → 07/2021
    Waddell & Reed, Inc.
    Erie, PA
  • 01/2020 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Fairview, PA
  • 01/2020 → 05/2020
    Bruce Phillips
    Meadville, PA
  • 01/2020 → 05/2020
    Jeffrey Fox
    Meadville, PA
  • 08/2017 → 05/2019
    Pittsburgh, PA
  • 11/2018 → 07/2021
    Absolute Bearing Properties Llc
    Fairview, PA
  • 04/2020 → 07/2021
    Fpg Group, Llc
    Erie, PA
  • 11/2014 → 08/2017
    Pnc Financial Group
    Hershey, PA
  • 11/2014 → 08/2017
    Pnci
    Hershey, PA
  • 04/2020 → 07/2021
    Big Brothers Big Sisters
    Erie, PA
  • 07/2021 → Present
    Erie, PA
Previous Registrations
Other Businesses

1. 09/03/2021 - WRI Investments - Investment Related - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-23
  • S66 Uniform Combined State Law Examination
    2014-05-23
Other Names
  • Robert J Guilford
  • Robert James Guilford

View on SEC IAPD

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