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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-06 |
| PA | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Bank | Hershey | PA | 03/2016 | 03/2017 |
| Pnc Investments Llc | Pittsburgh | PA | 03/2017 | 08/2017 |
| The Prudential Insurance Company Of America | Pittsburgh | PA | 08/2017 | 05/2019 |
| Waddell & Reed, Inc. | Erie | PA | 01/2020 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Fairview | PA | 01/2020 | 07/2021 |
| Bruce Phillips | Meadville | PA | 01/2020 | 05/2020 |
| Jeffrey Fox | Meadville | PA | 01/2020 | 05/2020 |
| Pruco Securities, Llc | Pittsburgh | PA | 08/2017 | 05/2019 |
| Absolute Bearing Properties Llc | Fairview | PA | 11/2018 | 07/2021 |
| Fpg Group, Llc | Erie | PA | 04/2020 | 07/2021 |
| Pnc Financial Group | Hershey | PA | 11/2014 | 08/2017 |
| Pnci | Hershey | PA | 11/2014 | 08/2017 |
| Big Brothers Big Sisters | Erie | PA | 04/2020 | 07/2021 |
| Lpl Financial Llc | Erie | PA | 07/2021 | Present |
1. 09/03/2021 - WRI Investments - Investment Related - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-23 |
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