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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-08-22
  • NJ RA
    APPROVED
    Since 2024-08-22

Branch Locations

900 Route 168 Suite F6, Turnersville, NJ 08012 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-05-22
  • NJ RA
    APPROVED
    Since 2015-05-22

Branch Locations

900 Route 168 Suite F6, Turnersville, NJ 08012 • United States

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Suite 2A 107 South Ave West, Cranford, NJ 07016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Planning Wyncote PA 04/2014 Present
Faller Company Sewell NJ 04/2014 Present
Capital Analysts, Llc Turnersville NJ 08/2024 Present
  • 04/2014 → Present
    Lincoln Investment Planning
    Wyncote, PA
  • 04/2014 → Present
    Faller Company
    Sewell, NJ
  • 08/2024 → Present
    Capital Analysts, Llc
    Turnersville, NJ
Other Businesses

LUND HUMPHRIES POSITION: Editor NATURE: Art book publisher INV RELATED: No HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/21/2018 ADDRESS: Office 3, Book House, 261A City Road, London (zip EC1V 1JX, UK) DESCR: This is an academic publication focusing on the legacy issues associated with artists and other creative professionals' bodies of work--critical issues surrounding artist estates. I am editing essays written for the publication. Also this project is London, UK-based. FALLER ARTS LLC POSITION: Founder, managing principal NATURE: Fine art sales INV RELATED: No HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/04/2019 ADDRESS: 5 Carter Braxton BLDG, Turnersville NJ 08012, United States DESCR: Fine art sales THE FALLER COMPANY, LLC POSITION: Financial Adviser NATURE: Wealth Planning INVRELATED: Yes HOURS: 240 SECURITIES TRADING HOURS: 240 START DATE: 03/07/2014 ADDRESS: 107 S Avenue West, #24, Cranford NJ 07016, United States DESCR: Working with clients directly on managing investments while also selling insurance through ICB and with another insurance brokers, e.g., Emerson Reid, to offer group health plans. SOTHEBY'S INSTITUTE OF ART POSITION: Teaching assistant NATURE: Education INVRELATED: No HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 02/01/2022 ADDRESS: 570 Lexington Avenue, New York NY 10022, United States DESCR: Helping a professor with administrative duties for a course. D&B HOLDINGS COMPANY LLC POSITION: Manager NATURE: Commercial real estate INV RELATED: Yes HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2021 ADDRESS: 5 Carter Braxton Bldg, Turnersville NJ 08012, United States DESCR: This company owns one commercial property. Duties are minimal and are primarily administrative. BNI POSITION: President. NATURE: Networking INVRELATED: No HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/06/2024 ADDRESS: 1378 Little Gloucester Rd, Clementon NJ 08021, United States DESCR: My job is to keep the schedule of the meeting every Wednesday. TRUE WOMEN'S CENTER POSITION: Board member NATURE: Non- profit organization helping pregnant women and families in need with free limited medical services INV RELATED: No HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2025 ADDRESS: 133 Ganttown Road, Turnersville NJ 08012, United States DESCR: Advise and provide counsel and guidance to the organization. THE AMERICAN GRAFFITI MUSEUM LLC POSITION: Trustee NATURE: Art museum INV RELATED: No HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2025 ADDRESS: 137-139 East State Street, Trenton NJ 08608, United States DESCR: To advise the museum seeking to ensure stakeholders' best interests in all types of management decisions. Providing curatorial and relationship guidance for the art museum's administration St. Pauls of Princeton Position: Finance Committee Member Nature: Non-Profit Church Inv Related: Yes # of Hours: 1 Securities Trading Hours: 0 Address: 218 Nassau Street Princeton, NJ 08542 Descr: Providing counsel to the church on business matters and anything financial. Iron Crusader LLC Position: Manager/member Nature: Tax/Accounting Purposes Inv Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 12/1/2025 Address: 7 Sergeant Street Princeton, NJ 08540 Description: This is an LLC to run commissions and expenses through. Founders Guild LLC Position: Manager Nature: Real Estate Inv Related: Yes Hours: 2 Securities Trading Hours: 0 Start Date: 12/1/2025 Address: 7 Sergeant Street Princeton, NJ 08540 Descr: The condo will be placed into the LLC. This LLC holds ownership of the condominium. Enough Services  Position: Board member Nature: Non-Profit support individuals breaking free from human trafficking Inv Related: No Hours: 1 Sec. Trad. Hours: 0 Start Date: 7/1/2026 Address: 1222 Delsea Dr Deptford, NJ 08093 Descr: provide counsel and guidance to the board for fundraising and networking

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-24
  • S66 Uniform Combined State Law Examination
    2015-04-24

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