Steven James Ratajczak

Employer firm

Harbour Investments, Inc. CRD 19258

$9.60B regulatory AUM 3,203 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2015-01-02

WI RA
APPROVED

Since 2015-01-02

Branch Locations

947 Center Avenue, Oostburg, WI 53070 • United States

1010 Happy Lane, Sheboygan Falls, WI 53085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oostburg Financial Services	Oostburg	WI	04/2014	Present

04/2014 → Present

Oostburg Financial Services

Oostburg, WI

Other Businesses

1)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 2)Oostburg Financial Services - DBA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-12-11

S66 Uniform Combined State Law Examination

2014-12-11

View on SEC IAPD