Jaime Samudio

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2020-11-24
TX	RA	APPROVED	2020-11-19

CO RA
APPROVED

Since 2020-11-24
TX RA
APPROVED

Since 2020-11-19

Branch Locations

Aurora, CO • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
World Financial Group	Greenwood Village	CO	07/2006	11/2020
Nflb, Inc	Aurora	CO	10/2003	Present
Transamerica Financial Advisors, Inc	Greenwood Village	CO	01/2012	11/2020
Delta Dental Of Colorado	Denver	CO	06/2015	Present
New Dawn Center For Spiritual Living	Aurora	CO	07/2014	11/2016
Netlaw Inc.	Louisville	KY	02/2019	Present
Oneshare Health, Llc (Formerly Kingdom Healthshare Ministries)	Irving	TX	01/2019	Present
Lpl Financial, Llc	Aurora	CO	11/2020	Present
Roper Insurance	Engelwood	CO	12/2017	10/2020
Mycore Benefits	Contractor	CO	06/2018	10/2020
Aliera Healthcare	Atlanta	GA	01/2018	10/2020
Colonial Life	Centennial	CO	12/2017	10/2020
Homeport Healthcare Services, Llc	Everegreen	CO	01/2014	11/2016

07/2006 → 11/2020

World Financial Group

Greenwood Village, CO
10/2003 → Present

Nflb, Inc

Aurora, CO
01/2012 → 11/2020

Transamerica Financial Advisors, Inc

Greenwood Village, CO
06/2015 → Present

Delta Dental Of Colorado

Denver, CO
07/2014 → 11/2016

New Dawn Center For Spiritual Living

Aurora, CO
02/2019 → Present

Netlaw Inc.

Louisville, KY
01/2019 → Present

Oneshare Health, Llc (Formerly Kingdom Healthshare Ministries)

Irving, TX
11/2020 → Present

Lpl Financial, Llc

Aurora, CO
12/2017 → 10/2020

Roper Insurance

Engelwood, CO
06/2018 → 10/2020

Mycore Benefits

Contractor, CO
01/2018 → 10/2020

Aliera Healthcare

Atlanta, GA
12/2017 → 10/2020

Colonial Life

Centennial, CO
01/2014 → 11/2016

Homeport Healthcare Services, Llc

Everegreen, CO

Previous Registrations

2012-01-06 → 2020-11-20

Transamerica Financial Advisors, Llc

Englewood, CO

Denver, CO

Englewood, CO
2008-09-10 → 2012-01-06

Investment Advisors International, Inc.

Centennial, CO

Other Businesses

1) 2020 - Non-Variable Insurance - AVL Insurance - Investment Related - Aurora, CO 80014 2) 2020 - Business Entity For Tax/Investment Purposes Only - NFLB, INC. - Not Investment Related - Aurora, Co 80014 3) 2020 - Referral - COLLEGE LOAN FREEDOM - Not Investment Related - 129 W Lake Mead Pkwy #19, Henderson, NV 89015 4) 2020 - DBA for LPL Business (entity for LPL business) - AVL Financial - Investment Related - Aurora, CO 80014 5) 07/23/2024 - Ohio State Life - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 4/19/2024 - 1 Hr/Mo; 0 Hr During Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-08-16
S63	Uniform Securities Agent State Law Examination	2007-06-27

S65 Uniform Investment Adviser Law Examination

2008-08-16
S63 Uniform Securities Agent State Law Examination

2007-06-27

View on SEC IAPD