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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-03-21 |
Branch Locations
1100 Palm Ave, Imperial Beach, CA 91932 • United States
1120 Broadway, Chula Vista, CA 91911 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Imperial Beach | CA | 02/2014 | Present |
| Jpmorgan Chase Bank, N.A. | Imperial Beach | CA | 12/2012 | Present |
| Christ The King Catholic Church | St, San Diego | CA | 01/2024 | Present |
Entity Name: Christ the King Catholic Church Investment related: No Address: 29 32nd St, San Diego, CA 92102 www.ctksandiego.org Nature of the other business: Religious Services Position/Title/Relationship: Employee/Contractor Start Date: 01/09/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: The Church is a non-profit 501(c)(3) religious Corp. located in the SD Stockton community that promotes Catholic spirituality and embrace cultural diversity. The Finance Council is a Dioceses mandated body that supports the pastor in the temporal aspects of parish life. It has an advisory and consultative role. Finance Council Responsibilities: Stewardship of parish's financial assets and liabilities Fundraising and development Internal controls and procedures Risk Management Building and ground"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-07 |
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