Ashleigh Ann Kurzweil

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2017-04-19

CO RA
APPROVED

Since 2017-04-19

Branch Locations

Golden, CO • United States

720 South Colorado Boulevard Suite 1100, Glendale, CO 80246 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa	Denver	CO	02/2009	Present
Tiaa-Cref Individual & Institutional Services, Llc	Denver	CO	02/2009	Present

02/2009 → Present

Tiaa

Denver, CO
02/2009 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Denver, CO

Other Businesses

GIRLS SCOUTS OF THE USA POSITION: Co-Leader NATURE: non profit , organization dedicated to helping all girls develop the confidence, determination and skills needed to thrive in today's world. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2024 ADDRESS: 420 Fifth Avenue, New York NY 10018, United States DESCRIPTION: Leading the girls in the bi-monthly meetings and joint bank owner

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-04-19
S63	Uniform Securities Agent State Law Examination	2014-06-16

S65 Uniform Investment Adviser Law Examination

2017-04-19
S63 Uniform Securities Agent State Law Examination

2014-06-16

Other Names

Ashleigh Ann Young
Ashleigh A Kurzweil

View on SEC IAPD