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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Huntington Beach Marine Safety Division | Huntington Beach | CA | 04/2007 | Present |
| Northwestern Mutual Investment Services, Llc | Newport Beach | CA | 04/2014 | Present |
| Curt Carlson | Newport Beach | CA | 11/2015 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2015 | Present |
| Brian Forth | Newport Beach | CA | 09/2021 | Present |
HUNTINGTON BEACH MARINE SAFETY DIVISION, NOT INVESTMENT RELATED, 21073 PACIFIC COAST HIGHWAY, HUNTINGTON BEACH, CA 92648, JUNIOR LIFEGUARD INSTRUCTOR II, START DATE MAY 2007, APPROX 5 HOURS/MONTH, ZERO HOURS/MONTH DURING SECURITIES TRADING HOURS. -AS A LIFEGUARD I PROTECT THE PATRONS OF THE BEACH FROM BEACH AND OCEAN HAZARDS. AS WELL AS TREAT INJURIES. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-01 |
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