Jiaxing Huo

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 06/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Barbara, CA
• 08/2018 → 06/2020
  China Europe International Business School
  Shanghai
• 11/2021 → 02/2023
  Cicc Wealth Management
  Shanghai
• 03/2023 → Present
  Ubs Financial Services
  San Francisco, CA
• 06/2020 → 11/2021
  Juxi Polo Academy
  Beijing

Previous Registrations

• 2015-02-13 → 2018-04-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Barbara, CA

Exams

• S66 Uniform Combined State Law Examination
  2023-08-30