Heather Nicole Green

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-10-28

NC RA
APPROVED

Since 2022-10-28

Branch Locations

Mebane, NC • United States

317 W. Barbee Chapel Road, Chapel Hill, NC 27517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Suntrust Investment Services, Inc	Atlanta	GA	08/2014	04/2017
Suntrust Advisory Services, Inc	Atlanta	GA	04/2017	02/2018
Stifel Nicolaus & Co Inc	Raleigh	NC	03/2018	06/2018
Ubs Financial Services Inc.	Chapel Hill	NC	06/2018	Present

08/2014 → 04/2017

Suntrust Investment Services, Inc

Atlanta, GA
04/2017 → 02/2018

Suntrust Advisory Services, Inc

Atlanta, GA
03/2018 → 06/2018

Stifel Nicolaus & Co Inc

Raleigh, NC
06/2018 → Present

Ubs Financial Services Inc.

Chapel Hill, NC

Other Businesses

NC Notary Public; 266 Oaks Lane Rd Timberlake NC 27583; Notary; 11/01/2017; 3.00 Hour(s) Per Year; during securities trading hours; Investment-Related NC Notary Public / P O Box 29626 Raleigh,NC 27626 / Other/ Public Services / NC Public Notary / Other / NC Public Notary / NC Public Notary / Start Date 11/1/2018 / NC Notary Public /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-10-28
S63	Uniform Securities Agent State Law Examination	2016-10-12

S65 Uniform Investment Adviser Law Examination

2022-10-28
S63 Uniform Securities Agent State Law Examination

2016-10-12

Other Names

Heather Green
Heather Nicole Bunn

View on SEC IAPD