Chauncey M Carter

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 05/2017
  Pnc Bank
  Baltimore, MD
• 03/2015 → 05/2017
  Pnc Investments
  Baltimore, MD
• 06/2017 → 05/2018
  Suntrust Investment Services, Inc
  Atlanta, GA
• 05/2017 → 05/2018
  Suntrust Bank
  Bowie, MD
• 06/2017 → 05/2018
  Suntrust Advisory Services, Inc
  Atlanta, GA
• 05/2018 → 11/2020
  Tiaa
  Newark, DE
• 05/2018 → 11/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  Newark, DE
• 02/2021 → 04/2022
  Hartford Funds Distributors, Llc
  Clamont, PA
• 02/2021 → 04/2022
  Hartford Funds Management Company, Llc
  Claymont, DE
• 01/2021 → 01/2021
  Merrill Lynch
  Conshhocken, PA
• 04/2022 → 10/2024
  Fidelity Investments
  Wilmington, DE
• 10/2024 → Present
  Charles Schwab & Co., Inc.
  Wayne, PA
• 10/2024 → Present
  Charles Schwab Bank, Ssb
  Wayne, PA

Previous Registrations

• 2022-06-06 → 2024-10-02
  Fidelity Personal And Workplace Advisors
  Greenville, DE
• 2021-02-23 → 2022-04-14
  Hartford Funds
  Wayne, PA
• 2018-06-18 → 2020-11-13
  Tiaa-Cref Individual & Institutional Services, Llc
  Newark, DE
• 2017-06-29 → 2018-05-11
  Truist Advisory Services, Inc.
  Bowie, MD
  Bowie, MD
• 2015-09-29 → 2017-06-20
  Pnc Wealth Management Llc
  Bel Air, MD

Exams

• S66 Uniform Combined State Law Examination
  2015-09-29

Other Names

• Chauncey M Carter
• Chauncey Carter