Mark Douglas Diver

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2022-08-02
GA	RA	APPROVED	2022-05-16

MD RA
APPROVED

Since 2022-08-02
GA RA
APPROVED

Since 2022-05-16

Branch Locations

Alpharetta, GA • United States

5100 Buckeystown Pike, Ste. 250, Frederick, MD 21704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Fairfield	IA	10/2019	Present
Cambridge Investment Research, Inc.	Fairfield	IA	02/2022	Present
Nettuno Group	Milton	GA	04/2014	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	05/2022	Present

10/2019 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
02/2022 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
04/2014 → Present

Nettuno Group

Milton, GA
05/2022 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Other Businesses

1) SEABOARD CAPITAL GROUP LLC, 261 BOCELLI DRIVE NOKOMIS FL, 08/2022, MEMBER, LLC, NIR, 80 HR/MO 80 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN ROAD FAIRFIELD IA, 08/2022, IAR FOR CIRA, INV REL, 40 HR/MO 40 HR TRADING 3) NETTWORTH FINANCIAL GROUP, 5100 BUCKEYSTOWN PIKE SUITE 250 FREDERICK MD, 10/2019, IAR, DBA, NIR, 10 HR/MO 5 HR TRADING 4) MARK D DIVER, 6500 HALCYON WAY #550 ALPHARETTA GA, 07/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 40 HR/MO 40 HR/MO TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-05-10

S66 Uniform Combined State Law Examination

2022-05-10

View on SEC IAPD