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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-08-16
WI RA APPROVED 2021-08-16
  • MN RA
    APPROVED
    Since 2021-08-16
  • WI RA
    APPROVED
    Since 2021-08-16

Branch Locations

113 South Main Street, Ste 101, Lodi, WI 53555 • United States

Hugo, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 08/2018 07/2019
Milestone Investment Management Lodi WI 05/2017 08/2018
United States Department Of Agriculture Madison WI 08/2016 05/2017
D&K Services Lodi WI 06/2015 05/2018
Madison College Madison WI 01/2012 05/2017
University Of Wisconsin -Stout Menomonie WI 01/2017 05/2018
Ameriprise Financial Services Inc Minneapolis MN 07/2019 08/2021
Silver Leaf Investment Advisors Lodi WI 08/2021 Present
Commonwealth Financial Network Waltham MA 08/2021 Present
  • 08/2018 → 07/2019
    The Vanguard Group, Inc.
    Charlotte, NC
  • 05/2017 → 08/2018
    Milestone Investment Management
    Lodi, WI
  • 08/2016 → 05/2017
    United States Department Of Agriculture
    Madison, WI
  • 06/2015 → 05/2018
    D&K Services
    Lodi, WI
  • 01/2012 → 05/2017
    Madison College
    Madison, WI
  • 01/2017 → 05/2018
    University Of Wisconsin -Stout
    Menomonie, WI
  • 07/2019 → 08/2021
    Ameriprise Financial Services Inc
    Minneapolis, MN
  • 08/2021 → Present
    Silver Leaf Investment Advisors
    Lodi, WI
  • 08/2021 → Present
    Waltham, MA
Previous Registrations
Other Businesses

1. Co-Owner, Milestone Investment Management, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 12/30/2022; 100% of time spent during business hours; Conducted at branch; Investment related. 2. Co-Owner, 112 S. Main St. LLC; an entity created for the purpose of buying and managing commercial real estate at 112 S Main St. Lodi, WI 53555, as of 08/26/2025; 0% time spent during business hours; Not Conducted at branch; Investment related. 4. Fixed insurance sales; as of 10/27/2025; 5% of time spent during business hours; Conducted at branch location; Investment related. 5. Co-owner, Cupola Projects LLC; an entity created for the purpose of buying and managing commercial real estate at 113 S. Main St. Lodi, WI 53555, as of 2/17/2026; 1% of time spent during business hours; Not Conducted at branch; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-21
S63 Uniform Securities Agent State Law Examination 2018-10-19
  • S65 Uniform Investment Adviser Law Examination
    2019-08-21
  • S63 Uniform Securities Agent State Law Examination
    2018-10-19
Other Names
  • Eric Charles Riedesel
  • Eric Riedesel

View on SEC IAPD

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