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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-08-16 |
| WI | RA | APPROVED | 2021-08-16 |
Branch Locations
113 South Main Street, Ste 101, Lodi, WI 53555 • United States
Hugo, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 08/2018 | 07/2019 |
| Milestone Investment Management | Lodi | WI | 05/2017 | 08/2018 |
| United States Department Of Agriculture | Madison | WI | 08/2016 | 05/2017 |
| D&K Services | Lodi | WI | 06/2015 | 05/2018 |
| Madison College | Madison | WI | 01/2012 | 05/2017 |
| University Of Wisconsin -Stout | Menomonie | WI | 01/2017 | 05/2018 |
| Ameriprise Financial Services Inc | Minneapolis | MN | 07/2019 | 08/2021 |
| Silver Leaf Investment Advisors | Lodi | WI | 08/2021 | Present |
| Commonwealth Financial Network | Waltham | MA | 08/2021 | Present |
1. Co-Owner, Milestone Investment Management, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 12/30/2022; 100% of time spent during business hours; Conducted at branch; Investment related. 2. Co-Owner, 112 S. Main St. LLC; an entity created for the purpose of buying and managing commercial real estate at 112 S Main St. Lodi, WI 53555, as of 08/26/2025; 0% time spent during business hours; Not Conducted at branch; Investment related. 4. Fixed insurance sales; as of 10/27/2025; 5% of time spent during business hours; Conducted at branch location; Investment related. 5. Co-owner, Cupola Projects LLC; an entity created for the purpose of buying and managing commercial real estate at 113 S. Main St. Lodi, WI 53555, as of 2/17/2026; 1% of time spent during business hours; Not Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-19 |
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