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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-22
CT RA APPROVED 2017-03-17
  • TX RA
    APPROVED
    Since 2017-03-22
  • CT RA
    APPROVED
    Since 2017-03-17

Branch Locations

101 Derby St, Hingham, MA 02043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Quincy MA 03/2014 Present
Other Businesses

I*2250265, Entity Type: Entity Charitable, Name of OBA: Temple Israel, Sharon MA, Address: Sharon, Massachusetts, 02067, Investment Related: N, Position, Title, Association: Committee, Board Member, Employee State Date: 06/01/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Volunteer position; Chair of New Member Committee

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-16
  • S66 Uniform Combined State Law Examination
    2017-03-16
Other Names
  • Denise Dinah Nahum
  • Denise D Gray

View on SEC IAPD

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