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Allspring Funds Management, LLC CRD 110841
$325B regulatory AUM 23 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-07-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legg Mason Investor Services, Llc | Stamford | CT | 12/2010 | 10/2020 |
| Legg Mason & Co Llc | Stamford | CT | 12/2010 | 10/2020 |
| Advisors Asset Management, Inc | Monument | CO | 10/2020 | 04/2022 |
| Allspring Funds Distributor, Llc | San Francisco | CA | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2011-02-11 |
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