James M. Franklin

Employer firm

J. Franklin Financial LLC CRD 321921

$30.8M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 10/2019
  Massachusetts Mutual Life Ins Co
  Statesboro, GA
• 04/2015 → 10/2019
  Mml Investors Services, Llc
  Statesboro, GA
• 10/2019 → 08/2022
  The Leaders Group, Inc.
  Littleton, CO
• 08/2022 → Present
  J. Fanklin Financial Llc
  Metter, GA
• 10/2019 → 08/2022
  Tlg Advisors, Inc.
  Littleton, CO
• 06/2013 → Present
  Independent Insurance Agent
  Metter, GA

Previous Registrations

• 2019-10-31 → 2022-08-30
  Tlg Advisors, Inc.
  Metter, GA
  Summit, NJ
• 2017-08-23 → 2019-10-30
  Mml Investors Services, Llc
  Statesboro, GA
  St. Augustine, FL
  Metter, GA

Other Businesses

1.) FRANKLIN PROPERTIES - 5/1/2018 - 325 Shallow Well Court, Statesboro, GA 30458 - Owner, Own/operate rental properties, Not Invt Rel, Personal real estate business, 1 hr/mo; 0 hrs/mo (during trading hours). 2.) INDEPENDENT INSURANCE AGENT - 6/1/2013 - 1A S Rountree Street, Metter, GA 30439 - Agent, Insurance sales, Not Invt Rel, Insurance business, 80 hrs/mo; 40 hrs/mo (during trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-07-01
• S63 Uniform Securities Agent State Law Examination
  2015-05-15

Other Names

• James Franklin
• James Franklin