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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2021-10-05 |
| CA | RA | APPROVED | 2020-10-21 |
| TX | RA | APPROVED | 2015-05-22 |
| CO | RA | APPROVED | 2014-04-25 |
Branch Locations
560 S Winchester Blvd, San Jose, CA 95128 • United States
Honolulu, HI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Grand Junction | CO | 02/2014 | Present |
| Bank Of America, N.A. | Grand Junction | CO | 06/2014 | Present |
I*10775 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: Grand Junction, Colorado 81501 Nature of business: , Position, title, association: , Start date of relationship: 4/1/2021 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I "505434", Name of OBA: (address) Address: Grand Junction, Colorado, Investment Related: N, Position, Title, Association: ["Sole owner"], Employee Start Date: 4/1/2021, No Hours: 1, Monthly, No Hours during trading: 0, Duties: "N/A"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-24 |
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