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17961 Hunting Bow Circle Suite 102, Lutz, FL 33558 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-08-06 |
| NC | RA | APPROVED | 2025-08-06 |
| FL | RA | APPROVED | 2025-08-05 |
| SC | RA | APPROVED | 2025-08-05 |
| VA | RA | APPROVED | 2025-08-05 |
| CA | RA | APPROVED | 2025-07-08 |
| GA | RA | APPROVED | 2025-07-08 |
| NJ | RA | APPROVED | 2025-07-07 |
| TX | RA | APPROVED_RES | 2025-07-07 |
Branch Locations
St. Augustine, FL • United States
17961 Hunting Bow Circle Suite 102, Lutz, FL 33558 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Indus International Llc | Jacksonville | FL | 05/2011 | Present |
| Royal Alliance | Jacksonville | FL | 06/2015 | 03/2019 |
| Stephen A. Kohn & Associates, Ltd. | Lakewood | CO | 03/2019 | 12/2019 |
| Dmk Advisor Group, Inc. | Lutz | FL | 01/2020 | Present |
| Compass Financial Management Llc | Lutz | FL | 02/2023 | Present |
1) Indus International LLC, 3000-5 Hartley Rd., Jacksonville, FL 32257. Fixed Insurance products, Average 30-40 hrs per Week. 2) Compass RIA,Compass Financial Management LLC 2422 W Sunset Dr. Tampa, FL 33629 Phone: (813)831-5168. Managed Advisory accounts, 50-60 per week. 3) INDOUS Chamber of commerce, Non profit organization, Jacksonville FL, 6 hours per week INDUS INTERNATIONAL LLC - SINCE 05/2011; - PARTNER; DEVOTE APPROX: 40 HRS P/WK INDOUS CHAMBER OF COMMERCE POSITION: MEMBERSHIP DIRECTOR NATURE: NON PROFIT CORPORATION INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2015 DESCRIPTION: Drive Membership 5) INDUS FINANCIAL GROUP POSITION: Managing Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 06/25/2014 Compass RIA, Compass Financial Management LLC 2422 W Sunset Dr. Tampa, FL 33629 Phone: (813)831-5168. Managed Advisory accounts, 50-60 per week.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-09 |
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