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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-03-20 |
| TX | RA | APPROVED | 2023-03-17 |
Branch Locations
150 W University Drive, Tempe, AZ 85281 • United States
1111 Polaris Parkway, Floor 4J, Columbus, OH 43240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 03/2014 | 11/2017 |
| Mml Investors Services, Llc | Phoenix | AZ | 03/2014 | 11/2017 |
| Sodexo | Tempe | AZ | 07/2012 | 06/2017 |
| Ameriprise Financial Services Inc | Scottsdale | AZ | 11/2017 | 02/2020 |
| Usaa Financial Advisors, Inc. | Phoenix | AZ | 03/2020 | 06/2020 |
| Usaa Investment Services Company | Phoenix | AZ | 03/2020 | 10/2020 |
| Aerotek | Phoenix | AZ | 03/2020 | 10/2020 |
| Robinhood Financial, Llc | Tempe | AZ | 11/2020 | 08/2022 |
| Robinhood | Tempe | AZ | 11/2020 | 08/2022 |
| J.P. Morgan Securities Llc | Tempe | AZ | 09/2022 | Present |
| Ameriprise Financial | Phoenix | AZ | 11/2017 | 02/2020 |
| Durants Fine Food Inc | Phoenix | AZ | 06/2004 | 12/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-17 |
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