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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Fort Worth | TX | 03/2014 | 12/2022 |
| Charles Schwab And Co., Inc. | Fort Worth | TX | 12/2022 | Present |
Name of Outside Business:Real Estate; Investment Related:No; Address of Outside Business:Grand Prairie; Nature of Outside Business:Rental Property; Position:N/A; Start Date:8/13/2018; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Rental property owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-18 |
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