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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-29 |
Branch Locations
3300 Douglas Boulevard Suite 150, Roseville, CA 95661 • United States
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foundations Investment Advisors Llc | Phoenix | AZ | 07/2021 | Present |
| Golden Empire Council | Sacramento | CA | 09/2015 | 12/2018 |
| Capitol Planning Group | Sacramento | CA | 02/2019 | Present |
INSURANCE SALES; INVESTMENT-RELATED; SACRAMENTO, CA; INSURANCE AGENT; 2021; APPROXIMATELY 60 HRS/MO DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-09 |
| S66 | Uniform Combined State Law Examination | 2014-05-16 |
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