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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-09-16 |
Branch Locations
Sunny Isles Beach, FL • United States
3010 N Military Trail Suite 300, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Miami Beach | FL | 02/2014 | 04/2017 |
| Jpmorgan Chase Bank | Miami Beach | FL | 02/2014 | 04/2017 |
| Citigroup Global Markets Inc. | Miami Beach | FL | 04/2017 | 09/2023 |
| Mml Investors Services, Llc | Boca Raton | FL | 07/2025 | Present |
| Massmutual Life Insurance Company | Boca Raton | FL | 09/2025 | Present |
| Unemployed | Sunny Isles Beach | FL | 10/2023 | 08/2025 |
(1)Name: Mia Nail Studio LLC Inv rel: Y Add: 1080 E 8th Ave Hialeah, FL 33010 Nature: Owner of LLC used for nail salon Position: Owner Start date: 06/01/2022 No. HR/MO: 5 No. HR/MO during sec trading: 0 Describe duties: Overseeing the operation and payroll. (2)Name: Mia Nail Studio 2 LLC Inv rel: Y Add: 1280 E 8th Ave Hialeah, FL 33010 Nature: Owner of LLC used for nail salon Position: Owner Start date: 06/01/2023 No. HR/MO: 5 No. HR/MO during sec trading: 0 Describe duties: Management and payroll. (3)Name: AD Produce LLC Inv rel: Y Add: At Residential Address Nature: Food Service Position: Manager Start date: 03/01/2024 No. HR/MO: 5 No. HR/MO during sec trading: 0 Describe duties: Manage a team
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-07 |
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