Diana Jansen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 02/2020
  New York Life Insurance Company
  Arvada, CO
• 03/2014 → 02/2020
  Nylife Securities Llc
  Arvada, CO
• 04/2016 → 02/2020
  Eagle Strategies Llc
  Bailey, CO
• 01/2020 → 08/2021
  Jpmorgan Chase Bank, N.A.
  Denver, CO
• 01/2020 → 08/2021
  Jp Morgan Securities Llc
  Denver, CO
• 08/2021 → 08/2024
  Enotarylog
  Denver, CO
• 05/2023 → 09/2024
  Allstate Financial Services, Llc
  Denver, CO
• 08/2021 → 08/2024
  Enotarylog
  Tampa, FL
• 09/2024 → Present
  Lpl Financial Llc
  Clearwater, FL

Previous Registrations

• 2023-05-23 → 2024-09-13
  Allstate Financial Advisors, Llc
  Denver, CO
• 2020-02-21 → 2021-08-20
  J.P. Morgan Securities Llc
  Denver, CO
  Denver, CO
  Denver, CO
  Denver, CO
• 2016-04-08 → 2020-02-07
  Eagle Strategies Llc
  Denver, CO
  Bailey, CO
  Lakewood, CO

Other Businesses

1- 11/08/2024 - SEMPER FINANCIAL GROUP - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/13/2024 - 40 hours per month/ during trading 2- 04/28/2026 - Semper Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2025 - 65 hours per month/ during trading 3- 05/15/2026 - Sullivan Family Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/01/2026 - 25 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2016-03-23
• S63 Uniform Securities Agent State Law Examination
  2014-06-05

Other Names

• Diana L Plasha
• Diana Lee Plasha
• Diana Lee Jansen
• Diana Lee Hoglan
• Diana Plasha
• Diana Scaturro
• Diana Jansen
• Diana L. Jansen