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Christopher Ryan Griffith

LPl Financial LLC

Pottstown, PA

Pennsburg, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-02-14
  • PA RA
    APPROVED
    Since 2018-02-14

Branch Locations

1550 Medical Dr, Pottstown, PA 19464 • United States

110 Pottstown Ave, Pennsburg, PA 18073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Horsham PA 10/2015 05/2017
Mml Investors Services Horsham PA 02/2016 05/2017
Invest Financial Corp Tampa FL 05/2017 02/2018
Lpl Financial Llc Pennsburg PA 02/2018 Present
  • 10/2015 → 05/2017
    Massmutual Life Insurance Co
    Horsham, PA
  • 02/2016 → 05/2017
    Mml Investors Services
    Horsham, PA
  • 05/2017 → 02/2018
    Invest Financial Corp
    Tampa, FL
  • 02/2018 → Present
    Pennsburg, PA
Previous Registrations
  • 2017-05-16 → 2018-02-20
    Invest Financial Corporation
    Pottstown, PA
    Appleton, WI
    Pennsburg, PA
  • 2016-07-06 → 2017-05-23
    Wyomissing, PA
    Reading, PA
    Horsham, PA
  • 2015-02-12 → 2015-11-16
    Msi Financial Services, Inc.
    Camp Hill, PA
    Wyomissing, PA
    Allentown, PA
Other Businesses

1. 02/14/2018 - Tri County Area Investment & Retirement Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 3/26/2021 â?" The Bar Cart â?" Not Investment Related â?" 713 Penn Avenue West Reading, PA 19611 â?" Other-Retail Sales â?" Start Date: 4/1/2021 â?" 30 Hours Per Month/0 Hours During Securities Trading â?" Retail sales of wine and spirits.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-01-16
S63 Uniform Securities Agent State Law Examination 2014-03-28
  • S65 Uniform Investment Adviser Law Examination
    2015-01-16
  • S63 Uniform Securities Agent State Law Examination
    2014-03-28
Other Names
  • Chris Griffith

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