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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-02-14 |
Branch Locations
1550 Medical Dr, Pottstown, PA 19464 • United States
110 Pottstown Ave, Pennsburg, PA 18073 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Horsham | PA | 10/2015 | 05/2017 |
| Mml Investors Services | Horsham | PA | 02/2016 | 05/2017 |
| Invest Financial Corp | Tampa | FL | 05/2017 | 02/2018 |
| Lpl Financial Llc | Pennsburg | PA | 02/2018 | Present |
1. 02/14/2018 - Tri County Area Investment & Retirement Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 3/26/2021 â?" The Bar Cart â?" Not Investment Related â?" 713 Penn Avenue West Reading, PA 19611 â?" Other-Retail Sales â?" Start Date: 4/1/2021 â?" 30 Hours Per Month/0 Hours During Securities Trading â?" Retail sales of wine and spirits.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-28 |
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