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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-04-22
TX RA APPROVED 2021-04-21
  • FL RA
    APPROVED
    Since 2021-04-22
  • TX RA
    APPROVED
    Since 2021-04-21

Branch Locations

5700 North Highway Us1 Ste 200, Melbourne, FL 32940 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Melbourne FL 02/2014 04/2021
Bank Of America N.A. Melbourne FL 11/2014 04/2021
Wells Fargo Advisors Financial Network, Llc Melbourne FL 04/2021 Present
Previous Registrations
Other Businesses

POWER OF ATTORNEY FOR MOTHER, INV RELATED, COCOA, FL, START: 8/26/2021, 1 HR/MONTH, 1 HR DURING TRADING.| RUSTY BUGS, LLC ; INV RELATED; ROCKLEDGE, FL; LLC;100% OWNERSHIP; START DATE: 09/06/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-09
  • S66 Uniform Combined State Law Examination
    2014-09-09
Other Names
  • Russell Payton Glover

View on SEC IAPD

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