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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-01-31
  • AZ RA
    APPROVED
    Since 2023-01-31

Branch Locations

1201 East Florence Blvd., Casa Grande, AZ 85122 • United States

2437 E Florence Blvd, Casa Grande, AZ 85194 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Casa Grande AZ 02/2014 09/2022
Jp Morgan Chase Bank, N.A. Casa Grande AZ 06/2014 01/2020
Jp Morgan Chase Bank, N.A. Chandler AZ 02/2020 09/2022
J.P. Morgan Securities Llc Casa Grande AZ 10/2022 Present
Jpmorgan Chase Bank, N.A. Casa Grande AZ 10/2022 Present
  • 02/2014 → 09/2022
    Casa Grande, AZ
  • 06/2014 → 01/2020
    Jp Morgan Chase Bank, N.A.
    Casa Grande, AZ
  • 02/2020 → 09/2022
    Jp Morgan Chase Bank, N.A.
    Chandler, AZ
  • 10/2022 → Present
    Casa Grande, AZ
  • 10/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Casa Grande, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-25
S63 Uniform Securities Agent State Law Examination 2014-05-09
  • S66 Uniform Combined State Law Examination
    2023-01-25
  • S63 Uniform Securities Agent State Law Examination
    2014-05-09
Other Names
  • Eugene Thompson
  • Shimea Eugene Thompson

View on SEC IAPD

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