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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-01-31 |
Branch Locations
1201 East Florence Blvd., Casa Grande, AZ 85122 • United States
2437 E Florence Blvd, Casa Grande, AZ 85194 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Casa Grande | AZ | 02/2014 | 09/2022 |
| Jp Morgan Chase Bank, N.A. | Casa Grande | AZ | 06/2014 | 01/2020 |
| Jp Morgan Chase Bank, N.A. | Chandler | AZ | 02/2020 | 09/2022 |
| J.P. Morgan Securities Llc | Casa Grande | AZ | 10/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Casa Grande | AZ | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-09 |
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