Amanda Moffitt

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-16
CA	RA	APPROVED	2015-05-19

NY RA
APPROVED

Since 2021-04-16
CA RA
APPROVED

Since 2015-05-19

Branch Locations

98 Cuttermill Rd Ste 248 S, Great Neck, NY 11021-3010 • United States

Port Washington, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	San Francisco	CA	10/2014	03/2020
Ameriprise Financial Services, Llc	Great Neck	NY	03/2020	Present

10/2014 → 03/2020

Ameriprise Financial Services, Inc.

San Francisco, CA
03/2020 → Present

Ameriprise Financial Services, Llc

Great Neck, NY

Other Businesses

Outside Employment; American Independent Line Inc; Helping out with office activities and administration. David Moffitt - the co-owner - is my father.; Transportation services; 40 Cuttermill Road, Suite 301, Great Neck, NY, 11021; Not Investment-Related; 12/15/2023; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-02-23

S66 Uniform Combined State Law Examination

2015-02-23

Other Names

Amanda Moffitt
Amanda Nicole Moffitt

View on SEC IAPD