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Kathy Patrick

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-12-20
IL RA APPROVED 2017-12-19
  • TX RA
    APPROVED
    Since 2017-12-20
  • IL RA
    APPROVED
    Since 2017-12-19

Branch Locations

10 S. Dearborn Street Floor 11, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Chicago IL 02/2014 Present
  • 02/2014 → Present
    Jpmorgan Securities Llc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-13
S63 Uniform Securities Agent State Law Examination 2015-05-11
  • S66 Uniform Combined State Law Examination
    2017-12-13
  • S63 Uniform Securities Agent State Law Examination
    2015-05-11
Other Names
  • Kathy Patrick
  • Kathleen Lynn Patrick

View on SEC IAPD

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