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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-02-27
TX RA APPROVED 2024-02-26
  • LA RA
    APPROVED
    Since 2024-02-27
  • TX RA
    APPROVED
    Since 2024-02-26

Branch Locations

201 Saint Charles Ave Floor 28, New Orleans, LA 70170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Securities, Inc. New Orleans LA 12/2005 12/2016
Capital One Na New Orleans LA 01/2015 12/2016
Jpmorgan Chase Bank, N.A. New Orleans LA 08/2017 Present
J.P. Morgan Securities Llc New Orleans LA 08/2017 Present
Unemployed New Orleans LA 12/2016 08/2017
Dellbarn Investments Stafford, Llc Houston TX 03/2016 05/2021
Barnett Tensas Investments I Llc Houston TX 04/2017 02/2025
Burnside Family Limited Partnership Newellton LA 08/1997 02/2025
  • 12/2005 → 12/2016
    Capital One Securities, Inc.
    New Orleans, LA
  • 01/2015 → 12/2016
    Capital One Na
    New Orleans, LA
  • 08/2017 → Present
    Jpmorgan Chase Bank, N.A.
    New Orleans, LA
  • 08/2017 → Present
    New Orleans, LA
  • 12/2016 → 08/2017
    Unemployed
    New Orleans, LA
  • 03/2016 → 05/2021
    Dellbarn Investments Stafford, Llc
    Houston, TX
  • 04/2017 → 02/2025
    Barnett Tensas Investments I Llc
    Houston, TX
  • 08/1997 → 02/2025
    Burnside Family Limited Partnership
    Newellton, LA
Other Businesses

Entity Name: St Charles Avenue Presbyterian Church Investment related: No Address: 1545 ST Charles Avenue New Orleans, LA 70118 Nature of the other business: Nonprofit  Position/Title/Relationship: Board Member Start Date: 01/31/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Church Finance Committee Member No connection to JPMChase

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-26
S63 Uniform Securities Agent State Law Examination 2008-01-14
  • S65 Uniform Investment Adviser Law Examination
    2024-02-26
  • S63 Uniform Securities Agent State Law Examination
    2008-01-14
Other Names
  • Marshall Banniste Barnett

View on SEC IAPD

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