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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-03
  • TX RA
    APPROVED
    Since 2023-11-03

Branch Locations

2435 N. Central Expressway Suite 1020, Richardson, TX 75080 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Richardson TX 02/2014 11/2023
Osaic Wealth, Inc. Richardson TX 11/2023 Present
  • 02/2014 → 11/2023
    Fsc Securities Corporation
    Richardson, TX
  • 11/2023 → Present
    Richardson, TX
Previous Registrations
  • 2015-04-07 → 2023-11-03
    Fsc Securities Corporation
    Richardson, TX
Other Businesses

1. TAYLOR SHEA - INSURANCE POSITION: Agent NATURE: Fixed and Traditional Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2014 ADDRESS: 2435 N. Central Expressway, Suite 1020, Richardson TX 75080, United States DESCRIPTION: Fixed and Traditional Insurance sales 2. SHEA WEALTH MANAGEMENT POSITION: Registered Assistant NATURE: Sole Proprietorship? INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/05/2014 ADDRESS: 2435 N Central Expressway, Suite 1020, Richardson TX 75080, United States DESCRIPTION: Para Planning, data entry, CRM data systems, financial planning software, print, preparing, submitting forms and reports,clerical and administrative duties?, client intake of client data gathering, trading, distributions, marketing,compliance?. 3. FORE CULTURE POSITION: Owner NATURE: I set up an LLC for pass through taxes. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 10/23/2023 ADDRESS: 520 Shoreline Street, Plano TX 75075, United States DESCRIPTION: Owner and operator of Fore Culture, a men's golf apparel company. My duties include product design, sourcing, vendor management, inventory, website operations, marketing, sales, customer service, order fulfillment, bookkeeping, and overall business strategy.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-04
  • S66 Uniform Combined State Law Examination
    2014-09-04

View on SEC IAPD

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