Nohea Ty Malden

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 06/2018
  Capital Choice Financial Services
  Greensboro, GA
• 02/2014 → 06/2017
  Ccf Investments, Inc
  Greensboro, GA
• 06/2017 → 06/2018
  Ameritas Investment Corp.
  Lincoln, NE
• 06/2018 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Other Businesses

HOPE FINANCIAL SOLUTIONS POSITION: Financial representative NATURE: DBA/Investment Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 6/28/2018 ADDRESS: 6628 Sky Pointe Dr, Suite 105, Las Vegas, NV, 89131, United States DESCRIPTION: DBA used in conjunction with Investment Sales INSURANCE/FIXED ANNUITIES POSITION: Agent NATURE: Life insurance and Annuity Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/25/2018 ADDRESS: 601 N Congress Ave, #431, Delray Beach FL 33445, United States DESCRIPTION: Run quotes for clients and align them with the most appropriate term life insurance products to protect their income. Also align clients who are nearing retirement with appropriate annuity companies to provide them with pension like products. MEDICARE INSURANCE POSITION: Agent NATURE: Health Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 10/01/2018 ADDRESS: 7261 W. Charleston Blvd, Ste 102, Las Vegas NV 89117, United States DESCRIPTION: Educating and selling clients the appropriate medicare insurance plan. IMAGO DEI 127 PHOTOGRAPHY: 10697 W Centennial Pkwy Apt 1133, Las Vegas NV 89166; non-inv rel; freelance portrait photography specializing in weddings, engagements, high school college seniors, families, couples; Owner, Assistant to Photographer; start date=08/2013; hrs/mo=10; trading hrs/mo=0; assistant to the photographer (husband), responsibilities is customer relations, scheduling, correspondence, administrative work

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-12-22
• S63 Uniform Securities Agent State Law Examination
  2014-05-02

Other Names

• Nohea Ty Pinkerton