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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-05-28 |
| WI | RA | APPROVED | 2026-04-30 |
| DC | RA | APPROVED | 2023-12-11 |
| OK | RA | APPROVED | 2023-12-06 |
| TX | RA | APPROVED | 2023-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Medallion Financial Group | Gaithersburg | MD | 10/2020 | 02/2023 |
| Grove Point Investments, Llc | Rockville | MD | 10/2020 | 02/2023 |
| Vipkid | Rockville | MD | 10/2018 | 09/2020 |
| Carvana | Gaithersburg | MD | 09/2020 | 10/2020 |
| Principal Financial Group | Bethesda | MD | 02/2016 | 10/2018 |
| Royal Alliance Associates, Inc. | Tysons | VA | 02/2023 | 08/2023 |
| Seia Llc | Tysons Corner | VA | 02/2023 | 10/2023 |
| Ses Inc. | Tyson's Corner | VA | 08/2023 | 10/2023 |
| Thrivent Investment Management Inc | Cedarburg | WI | 11/2023 | Present |
| Thrivent Financial | Appleton | WI | 11/2023 | 02/2026 |
| Thrivent Financial | Appleton | WI | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-11 |
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