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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2018-09-12 |
| TX | RA | APPROVED | 2018-09-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Knoxville | TN | 06/2014 | 03/2017 |
| Bank Of America, N.A. | Knoxville | TN | 12/2015 | 03/2017 |
| Suntrust Investment Services, Inc | Atlanta | GA | 04/2017 | 09/2018 |
| Suntrust Advisory Services, Inc | Atlanta | GA | 04/2017 | 09/2018 |
| Bank Of America, N.A | Knoxville | TN | 09/2018 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Knoxville | TN | 09/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-05 |
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