Anthony Shane Carpenter

Wells Fargo Clearing Services, LLC

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-08-08
NC	RA	APPROVED	2017-08-03

TX RA
APPROVED

Since 2017-08-08
NC RA
APPROVED

Since 2017-08-03

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo	Charlotte	NC	07/2014	Present

07/2014 → Present

Wells Fargo

Charlotte, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-08-03
S63	Uniform Securities Agent State Law Examination	2014-09-16

S66 Uniform Combined State Law Examination

2017-08-03
S63 Uniform Securities Agent State Law Examination

2014-09-16

View on SEC IAPD

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