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2437 Main Street, Santa Monica, CA 90405 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Santa Monica | CA | 03/2014 | 07/2021 |
| Gerber Kawasaki, Inc. | Santa Monica | CA | 07/2014 | Present |
(1) 11/12/2014 - GERBER KAWASAKI INSURANCE SERVICES - NON-VARIABLE INSURANCE - TIME SPENT 10 HOURS PER MONTH - SANTA MONICA, CA. (2) GK Tax and Accounting, Santa Monica, CA; not investment related; provides and accounting services; Financial Advisor, refer clients to tax and accounting department and be the liaison between client and CPA. Start date: January 2021; I devote 5 hours per month to this business; 0 hours during securities trading hours. I refer clients to GK Tax and Accounting and I am a liaison between the client and CPA, financial planning advice.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-28 |
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